Events

• April 17, 2012
  Derivatives: The Changing Legal and Compliance Landscape
• November 16, 2011
  Breach of Duty or Fraud? A Question of Proof
• November 16, 2011
  Current Enforcement Issues for Investment Advisers
• November 4, 2011
  Enforcement Update
• October 25, 2011
  Practices of Effective Fund Boards
• October 19, 2011
  How the SEC’s Approach to Cooperation and Whistleblowers Will Affect Your Organization and Should Affect Your Compliance Program
• October 18, 2011
  Risk Management Frameworks
• October 11, 2011
  The Dodd-Frank Act: Advising Your Corporate Client in a New Regulatory Environment
• September 21, 2011
  Schiff Hardin Annual Securities Regulation Roundtable
• August 5, 2011
  Arbitration Session
• June 23, 2011
  2011 Chicago Fiduciary Summit
• May 5, 2011
  Dodd-Frank: The Good‚ the Bad and the Ugly
• May 5, 2011
  Manipulation‚ Anti-Disruptive Trading and other Litigation and Enforcement Issues
• April 11, 2011
  Broker Dealer Ethics — Code of Conduct
• April 1, 2011
  Is Dodd-Frank the Answer to the Global Financial Crisis?
• March 17, 2011
  The Expansion of SEC’s Enforcement Authority
• October 29, 2010
  16th Annual Securities Litigation and Regulatory Practice Seminar
• September 16, 2010
  An Overview of the Dodd-Frank Wall Street Reform Law
• September 14, 2010
  Ethical Issues Facing the Financial Services Industry
• February 11, 2010
  Securities Enforcement and Litigation: 2009 Recap and 2010 Predictions Duff & Phelps and the ABA White Collar Committee