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Corporate and Finance
Dodd-Frank 'Whistleblower' Defense
Publications
Congress Passes the JOBS Act
March 29, 2012
The Public Company Adviser
Winter 2012
Institutional Shareholder Services Releases 2012 Proxy Voting Updates
November 17, 2011
An Inquiry into the Perception of Materiality as an Element of Scienter under Rule 10b-5
November 2011
Allan Horwich
SEC Releases Statement on Proxy Access Litigation
September 7, 2011
The Public Company Adviser
Summer 2011
D.C. Circuit Vacates SEC's Proxy Access Rules
July 22, 2011
The SEC's Final Rules Establishing its Whistleblower Program
June 1, 2011
The Public Company Adviser
Spring 2011
SEC Proposes Rules to Reflect Dodd-Frank Act's Required Amendments to the Definition of "Accredited Investor"
January 31, 2011
SEC Adopts Rules Concerning Shareholder Votes on Say-On-Pay and Golden Parachute Compensation
January 28, 2011
The Public Company Adviser
Winter 2011
SEC Issues Proposed Rules for Implementing Whistleblower Provisions
November 5, 2010
SEC Issues Proposed Rules Concerning Reporting of Proxy Votes on Executive Compensation and Other Matters
October 22, 2010
SEC Issues Proposed Rules Concerning Shareholder Votes on Say-On-Pay and Golden Parachute Compensation
October 20, 2010
Tax Talk — New Small Business Bill Contains Some Year-End Tax Planning Opportunities
September 29, 2010
The Public Company Adviser
Fall 2010
SEC Adopts Final Rules for Enhanced Disclosure Concerning Compensation‚ Risk and Other Governance Matters
December 18, 2009
SEC Proposes Proxy Access Rules
June 15, 2009
Public and Private Companies Required to File Forms D Electronically
March 13, 2009
Recent Developments in Advance Notice Bylaws
April 17, 2008
St. Mark: A Cautionary Tale for General Counsel - Part 2
Fall 2007
Peter V. Fazio Jr.
St. Mark: A Cautionary Tale for General Counsel - Part 1
Summer 2007
Peter V. Fazio Jr.
SEC Adopts New Rules for Furnishing Proxy Materials
June 26, 2007
The Clinical Trial Research Participant As An Inside Trader: A Legal And Policy Analysis
Winter 2006
Allan Horwich
New Form 8-K Rules Become Effective on November 7‚ 2006
November 1, 2006
The Audit Committee As Sleuth: Conducting an Internal Investigation
February 2006
Peter L. Rossiter
Ninth Circuit Defines "Extraordinary" for Sarbanes-Oxley Escrow Provisions
May 2005
Michael K. Wolensky
Audit Committee Self-Assessments: Why and How
January 2005
Peter L. Rossiter
Supporting the Audit Committee after Sarbanes-Oxley: A Practical Guide
August 2004
Peter L. Rossiter
Twenty Ownership Transition Pitfalls: The most common mistakes made in transition planning
January 2004
Paul M. Lurie
A Primer on SEC Rule 10b5-1: Affirmative Defenses For Insider Trading
November 10, 2003
Allan Horwich, Andrew M. Klein
The Fundamental Role of the Corporate Lawyer - And How to Succeed in It
June 25, 1995
Stuart L. Goodman