Publications

• The New "Jumpstart Our Business Startups Act:" What Private Companies Need to Know
  April 5, 2012
  
• Derivatives & Futures Update
  February 2012
  
• An Inquiry into the Perception of Materiality as an Element of Scienter under Rule 10b-5
  November 2011
  Allan Horwich
• The Approach
  September 2011
  
• The Public Company Adviser
  Summer 2011
  
• The Approach
  May 2011
  
• SEC Issues Proposed Rules on Listing Standards for Compensation Committees and Consultants and Proxy Disclosure Regarding Compensation Consultants
  March 31, 2011
  
• The Approach
  March 2011
  
• The Dodd-Frank Act: Why Utilities Need to Understand the CFTC
  Winter 2011
  Melody R. Cross
• Bankruptcy Sales to Facilitate Open-Bank Recapitalizations
  January 2011
  J. Mark Fisher
• The Public Company Adviser
  Winter 2011
  
• The Approach
  December 2010
  
• SEC Issues Proposed Rules for Implementing Whistleblower Provisions
  November 5, 2010
  
• Kermit Was Right: It Isn't Easy Being Green
  October 7, 2010
  
• FDIC-Assisted Acquisitions: Seizing Strategic Opportunities In the Midst of the "New Normal"
  October 2010
  
• The Public Company Adviser
  Fall 2010
  
• SEC Adopts Proxy Access
  August 30, 2010
  
• FDIC Open Bank Assistance: DOA or Ready for Revival
  July 2010
  Lorraine M. Buerger
• The Changing Rules for FDIC-Assisted Acquisitions: Strategies for Minimizing Buyer's Risk in Failed Bank Transactions
  May 2010
  Lorraine M. Buerger
• Banks Need to Use the Classic Turnaround Methodology
  Summer 2010
  Christopher J. Zinski
• The Approach
  April 2010
  
• How Do You Learn to Read Financial Statements
  March 17, 2010
  Christopher J. Zinski
• Reading Financial Statements Gives a Competitive Advantage
  March 16, 2010
  Christopher J. Zinski
• SEC Approves Interpretive Guidance on Climate Change Disclosures
  January 29, 2010
  
• The Approach
  January 2010
  
• SEC Adopts Final Rules for Enhanced Disclosure Concerning Compensation‚ Risk and Other Governance Matters
  December 18, 2009
  
• HITECH ACT ALERT: Deadline for Comments December 29
  December 8, 2009
  
• "Green" Claims
  November 2, 2009
  
• Dealing with Appreciated Real Estate Inside of a C Corporation
  October 22, 2009
  Robert R. Pluth Jr.
• The Approach
  September 9, 2009
  
• Product Regulatory Team Newsletter
  August 27, 2009
  
• The Approach - June 2009
  June 2009
  
• SEC Proposes Proxy Access Rules
  June 15, 2009
  
• The SEC Issues New Proposals to Restrict Short Selling
  May 1, 2009
  
• Fair Value Reporting: FASB's Recent Actions
  April 17, 2009
  
• The Approach
  April 2009
  
• Public and Private Companies Required to File Forms D Electronically
  March 13, 2009
  
• Budget Proposes That "Carried Interest" Be Taxed As Ordinary Income
  February 26, 2009
  
• Recent Developments in Advance Notice Bylaws
  April 17, 2008
  
• SEC Adopts Amendments to Rule 144 and Rule 145
  January 28, 2008
  
• St. Mark: A Cautionary Tale for General Counsel - Part 2
  Fall 2007
  Peter V. Fazio Jr.
• Review of the New E-Proxy Rules and Other Recent SEC Rulemakings
  August 9, 2007
  
• St. Mark: A Cautionary Tale for General Counsel - Part 1
  Summer 2007
  Peter V. Fazio Jr.
• SEC Adopts New Rules for Furnishing Proxy Materials
  June 26, 2007
  
• The Clinical Trial Research Participant As An Inside Trader: A Legal And Policy Analysis
  Winter 2006
  Allan Horwich
• New Form 8-K Rules Become Effective on November 7‚ 2006
  November 1, 2006
  
• The SEC's New Disclosure Rules Shine a Brighter Light on Executive Compensation
  September 1, 2006
  
• Employee Stock Option Grants: Emerging Issues and Best Practices
  August 18, 2006
  
• Director Personal Liability Forecast: Falling Sky or Blue Sky?
  February 9, 2006
  
• The Audit Committee As Sleuth: Conducting an Internal Investigation
  February 2006
  Peter L. Rossiter
• Checklist for Preparation of Year-End Disclosure Documents
  January 12, 2006
  
• SEC Issues New Rules For Securities Offerings
  July 29, 2005
  
• Ninth Circuit Defines "Extraordinary" for Sarbanes-Oxley Escrow Provisions
  May 2005
  Michael K. Wolensky
• Executive Compensation Under the Form 8-K Rules — The New Interpretation?
  April 1, 2005
  
• Preparing Year-End Disclosure Documents
  January 5, 2005
  
• Audit Committee Self-Assessments: Why and How
  January 2005
  Peter L. Rossiter
• SEC Staff Issues FAQs on New Form 8-K Requirements
  December 3, 2004
  
• SEC Proposes Securities Offering Reform
  November 11, 2004
  
• Baxter Decision Serves Notice on Forward-Looking Statement Disclosure
  September 15, 2004
  
• SEC Proposes to Maintain the 2004 Form 10-K and Form 10-Q Filing Deadlines for Accelerated Filers in 2005
  September 1, 2004
  
• Illinois Consumer Fraud and Deceptive Business Practices Act / Recent Developments
  August 4, 2004
  
• Supporting the Audit Committee after Sarbanes-Oxley: A Practical Guide
  August 2004
  Peter L. Rossiter
• Establishing a U.S. Subsidiary of a German Parent Corporation
  March 2004
  Hans F. Kaeser
• Twenty Ownership Transition Pitfalls: The most common mistakes made in transition planning
  January 2004
  Paul M. Lurie
• A Primer on SEC Rule 10b5-1: Affirmative Defenses For Insider Trading
  November 10, 2003
  Allan Horwich, Andrew M. Klein
• Understanding and Complying with the Sarbanes-Oxley and NYSE and Nasdaq Requirements Affecting Audit Committees
  March 21, 2003
  
• The Fundamental Role of the Corporate Lawyer - And How to Succeed in It
  June 25, 1995
  Stuart L. Goodman