Dodd-Frank's Impact on Investment Adviser Registration: What Does It Mean For You?

Schiff Hardin LLP Webinar

April 13, 2011

Noon  - 1:00 p.m.  CDT

Carlos M. Morales, an attorney in Schiff Hardin’s Securities and Futures Regulation group, will moderate a webinar, “Dodd-Frank’s Impact on Investment Adviser Registration: What Does It Mean For You?,” on Wednesday, April 13. Webinar speakers include Marguerite C. Bateman, Jack P. Drogan and Laura S. Pruitt, members of Schiff Hardin’s Securities and Futures Regulation group, and Jon K. Jurva, a member of the firm’s Corporate and Securities group. This live, interactive discussion will cover what you need to focus on and plan for, including:

  • Registration requirements and reporting obligations for private advisers
  • Changes to the current registration regime and new reporting requirements for mid-sized advisers
  • The timeline for filings required by new registration requirements
  • Traps for the unwary
The webinar is complimentary but registration is required by April 12 at http://eventcallregistration.com/reg/index.jsp?cid=21063t11.

CLE credit is available.

Schiff Hardin is accredited to present legal education seminars and webinars which provide Continuing Legal Education (CLE) credits in California, Georgia, Illinois and New York. We will assist attendees in obtaining CLE credit in any other state. Please contact Rochelle Haynes (rhaynes@schiffhardin.com or 312.258.4748), Schiff Hardin's Continuing Legal Education Coordinator, to obtain your CLE certificate of attendance or if you have any CLE questions.