Business Executive

Client:	Business Executive
Representation:	Market Timing Investigation

Summary:

A business executive was investigated by the Securities and Exchange Commission (SEC) and Department of Justice (DOJ) for actions that appeared at first glance to be part of a market timing fraud. The business executive had a true and reasonable explanation for his actions but was having a difficult time explaining to the investigators.

Schiff Hardin attorneys researched the matter, outlined and presented the facts t the U.S. U.S. Attorneys Office, and were successful in convincing them to decline prosecution of the matter.